Assistant Compliance Manager

FUTU SINGAPORE PTE. LTD.
  • Job category
    Information Technology
  • Job level
    Middle Management
  • Contract type
    Permanent
  • Location
    Central
  • Salary
    S$6000 - S$7000

Job Description

Job Description

· Drafting of all relevant compliance related policies, implementing and ensure compliance by all relevant stakeholders

· Serve as a subject matter expert in all regulatory requirements for the business, and provide day to day regulatory advisory to the business

· Lead and manage the regulatory license application and maintenance

· Responsible for communications with regulators and responding to the day-to-day requests from external and internal auditors on regulatory/ compliance matters

· Report regularly to the company’s senior management on the license status and any regulatory compliance matters

· Monitor any changes in regulatory developments that would potentially impact the business and providing timely updates to the relevant stakeholders

· Assisting in ad-hoc compliance reviews, testing or other regulatory-driven projects

· Assist in training and development of new or inexperienced staff

· Working with internal/external parties (for example clients, auditors etc)

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding



Job Requirements

· At least Bachelor’s Degree or higher

· At least 5-7 years of relevant experience.

· Experience handling fund management licence application is a plus

· Familiar with the Securities and Futures Act (“SFA”) for fund management

· Experience in dealing with regulators or as MAS liaison officer

· Fluent in English and Mandarin, both written and spoken

· Willing to take challenge and work under pressure

· Self-motivated and a good team player

· In-depth strategic thinker with ability to work in a fast-paced environment

· Understand customer experience and business oriented

· Good Interpersonal skills and strong communication skills




Closing on 28 Oct 2021

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