Compliance Manager (Regulator Facing)

SEVENS GROUP PTE. LTD.
  • Job category
    Admin / Secretarial, Banking and Finance, Legal
  • Job level
    Manager
  • Contract type
    Full Time
  • Location
    Central
  • Salary
    S$4000 - S$6000

Job Description

MAIN RESPONSIBILITIES:

  • Knowledgeable in the guidelines and licence application process with the Monetary Authority of Singapore (MAS) from start to finish.
  • Ensure proper filing and documentation regarding application of licence.
  • Follow up and track application of licence.
  • Draft, manage and execute compliance policies and procedures.
  • Update and test operational procedures and policies to ensure business are in line with regulations.
  • Responsible for communication with internal and external entities on all compliance policies, regulations, procedures, etc.
  • Act as point of contact pertaining to any compliance issues raised.
  • Set up and monitor control procedures to prevent or deal with violations of the policies, legal guidelines and procedures.
  • Develop and maintain policies regarding compliance issues on a periodic basis.
  • Advise business units with regards to any compliance issues.
  • Identify and inform key stakeholders of any changes to legislation and other regulatory requirements.
  • Prepare reports for senior management.
  • Undertake ad-hoc projects and/or duties as assigned by reporting officer.

JOB REQUIREMENTS:

  • Candidate must possess at least Bachelor's Degree/Post Graduate Diploma/Professional Degree in Finance/Accountancy/Banking or equivalent.
  • Required language(s): English
  • At least 2 Year(s) of working experience in the related field is      required for this position.
  • CAMS certification will be an advantage.
  • Preferably Manager specialized in compliance, audit function or equivalent with experience setting up compliance, KYC/AML process in accordance to MAS requirements leading up to CMS / RMO / AE license.
  • In-depth knowledge of the industry, finance regulation, compliance regulation and related.
  • Preferably Manager specialized in Banking/Financial Services or equivalent.
  • Passion for blockchain and crypto is desired.

Closing on 29 Apr 2021

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