Compliance Manager #sgunitedjob

  • Job category
    Banking and Finance, Risk Management
  • Job level
  • Contract type
  • Location
  • Salary
    S$5000 - S$6500

Job Description

Job Description

  • To assist in overseeing the corporate compliance programme.
  • Familiar with compliance function with CMS licence
  • Strong working knowledge of MAS notices , codes and guidelines is a must.
  • To keep abreast of all MAS notifications that will have regulatory impact on the bank and perform an analysis, including updating the management.
  • Assist in maintaining the compliance framework and processes including AML functions.
  • Advise the business on regulatory obligations and the impact of regulatory changes.
  • Build and implement an effective compliance monitoring program.
  • Monitor account activities and report suspicious transactions to the management.
  • Ensure accounts are on-boarded as per regulations and internal guidelines.

Job Requirement

  • Preferably experience in KYC (Client Onboarding Team), AML Compliance, Corporate Compliance
  • Candidate must recognized degree, preferably in Accounting, Banking & Finance, Law or equivalent
  • At least 3 to 5 Year(s) of working experience in the related Regulatory compliance experience in the brokerage industry specialized in Finance - Corporate Finance/Investment/financial institute/regulatory body, experience in administering and managing Anti-Money Laundering Program and well versed in banking laws with good understanding of the Banking Act, Financial Advisers Act/Regulations, Representative Notification Framework, CRS/FATCA.
  • Able to work independently and in a team, with initiative to seek guidance as necessary
  • Willingness and enthusiasm to learn and grow with the business

Closing on 08 May 2021

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